| |
(h)
|
¨
|
Savings
Association as defined in §3(b) of the Federal Deposit Insurance Act (12
U.S.C. 1813)
|
| |
(i)
|
¨
|
Church
plan that is excluded from the definition of an investment company
under
§3(c)(15) of the Investment Company Act of 1940 (15 U.S.C.
80a-3)
|
| |
(j)
|
¨
|
Group,
in accordance with
§240.13d-1(b)(ii)(J)
|
Item
4. Ownership.
| |
(a)
|
|
Amount
beneficially owned: 2,884,907
|
| |
(b)
|
|
Percent
of class: 7.2%
|
| |
(c)
|
|
Number
of shares as to which such person
has:
|
| |
(i)
|
Sole
power to vote or to direct the vote:
14,085
|
| |
(ii)
|
Shared
power to vote or to direct the vote:
None
|
| |
(iii)
|
Sole
power to dispose or to direct the disposition of:
None
|
| |
(iv)
|
Shared
power to dispose or to direct the disposition of:
2,884,907
|
The
shares reported include 2,767,547 shares held in customer accounts over which
partners and/or employees of the Reporting Person have discretionary authority
to dispose of or direct the disposition of the shares, 103,275 shares held
in
accounts owned by the partners of the Reporting Person and their families,
and
14,085 shares held in the account of the profit-sharing plan of the Reporting
Person (“the Profit-Sharing Plan”).
Item
5. Ownership
of Five Percent or Less of a Class.
Not
applicable
Item
6. Ownership
of More than Five Percent on Behalf of Another Person.
The
owners of the accounts (including the Profit-Sharing Plan) in which the shares
reported on this Schedule are held have the right to receive or the power to
direct the receipt of dividends from, or the proceeds from the sale of, such
securities.
Item
7. Identification
and Classification of the Subsidiary Which Acquired the Security
Being
Reported on by the Parent Holding Company.
Not
applicable