SECURITY OWNERSHIP OF MANAGEMENT TABLE
|
Beneficial Owner
|
|
Shares of
Common Stock
Owned
|
|
|
Rights to
Acquire Shares of
Common Stock)
|
|
|
Total Shares
of Common Stock
Beneficially Owned
|
|
|
Percent
of Class
|
|
|
Directors:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Richard J. Kurtz, Chairman of the Board (5)
|
|
|
40,564,149 |
|
|
|
200,000 |
|
|
|
40,764,149 |
|
|
|
56.87 |
% |
|
Lt. Gen. Arthur J. Gregg, US Army (Ret)
|
|
|
— |
|
|
|
99,900 |
|
|
|
199,900 |
|
|
|
0.14 |
% |
|
Jay C. Nadel (1)
|
|
|
1,011,238 |
|
|
|
272,562 |
|
|
|
1,283,800 |
|
|
|
1.79 |
% |
|
Augustus J. Larson
|
|
|
— |
|
|
|
59,940 |
|
|
|
59,940 |
|
|
|
0.08 |
% |
|
Howard L. Brown
|
|
|
— |
|
|
|
269,983 |
|
|
|
269,983 |
|
|
|
0.38 |
% |
|
Douglas J. Kramer (6)
|
|
|
— |
|
|
|
562,500 |
|
|
|
562,500 |
|
|
|
0.78 |
% |
|
Michael T. Adams (7)
|
|
|
20,000 |
|
|
|
80,000 |
|
|
|
100,000 |
|
|
|
0.14 |
% |
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Executive Officers:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Paul Smiertka (Deceased 8/30/09) (8)
|
|
|
— |
|
|
|
33,333 |
|
|
|
33,333 |
|
|
|
0.05 |
% |
|
Neil S. Burns (Resigned 11/11/09) (9)
|
|
|
— |
|
|
|
— |
|
|
|
— |
|
|
|
— |
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
All directors and executive officers listed above as a group
|
|
|
41,595,387 |
|
|
|
1,578,218 |
|
|
|
43,173,605 |
|
|
|
60.23 |
% |
Notes:
(1) On February 18, 2010, the remaining 72,762 stock award shares transferred to Mr. Nadel by the Chairman vested. Refer to Director Compensation Table above for more information.
(2) On January 15, 2010, an aggregate of 407,900 stock options vested for non-employee directors, of which 75,000, 150,000, 45,000, and 137,900 options were for Mr. Gregg, Mr. Nadel, Mr. Larson, and Mr. Brown, respectively. Refer to Director Compensation Table above for more information.
(3) Represents common stock which the person has the right to acquire within 60 days after March 25, 2010. For current and former executive officers - Mr. Kramer, Mr. Adams, and Mr. Smiertka, each have 2,500,000, 80,000, and 33,333 vested stock options, of which 562,500, 80,000, and 33,333 are exercisable, respectively; and directors – Mr. Kurtz, Mr. Gregg, Mr. Nadel, Mr. Larson, and Mr. Brown have 200,000, 225,000, 450,000, 135,000, and 500,000 vested stock options, of which 200,000, 99,900, 199,800, 59,940, and 269,983 are exercisable, respectively. Refer to Item 11 – Executive and Director Compensation for more information.
(4) Based on 71,679,512 shares of our common stock outstanding at March 25, 2010 (Includes those shares in the “Rights to Acquire Shares of Common Stock” column in this table and the Security Ownership of Certain Beneficial Owners Table below).
(5) In addition to shares held in the individual’s sole name, this amount owned includes 1,000,000 shares held by the spouse of the named person.
(6) Mr. Kramer is also our CEO and President.
(7) Mr. Adams is also our Interim CFO, CGO, EVP and Secretary.
(8) Mr. Smiertka started as CFO and Treasurer on March 3, 2008 and passed away on August 30, 2009.
(9) Mr. Burns started as CFO on October 28, 2009 and resigned on November 11, 2009.
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