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  • SEC Filings Section 16 Filings Only
     
    NOVADEL PHARMA INC filed this 4/A on 10/21/2009.
               Outline Printer Friendly First Page »
    FORM 4/AUNITED STATES SECURITIES AND EXCHANGE COMMISSION
    Washington, D.C. 20549

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

    Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
    OMB APPROVAL
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    Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
    1. Name and Address of Reporting Person*
    Baric Mark J

    (Last)(First)(Middle)
    C/O NOVADEL PHARMA INC., 25 MINNEAKONING ROAD

    (Street)
    FLEMINGTONNJ08822

    (City)(State)(Zip)
    2. Issuer Name and Ticker or Trading Symbol
    NOVADEL PHARMA INC [NVD]
    5. Relationship of Reporting Person(s) to Issuer
    (Check all applicable)
    XDirector10% Owner
    Officer (give title below)Other (specify below)
    3. Date of Earliest Transaction (Month/Day/Year)
    10/15/2009
    4. If Amendment, Date of Original Filed (Month/Day/Year)
    10/19/2009
    6. Individual or Joint/Group Filing (Check Applicable Line)
    XForm filed by One Reporting Person
    Form filed by More than One Reporting Person

    Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
    1.Title of Security
    (Instr. 3)
    2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code
    (Instr. 8)
    4. Securities Acquired (A) or Disposed of (D)
    (Instr. 3, 4 and 5)
    5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
    (Instr. 3 and 4)
    6. Ownership Form: Direct (D) or Indirect (I)
    (Instr. 4)
    7. Nature of Indirect Beneficial Ownership
    (Instr. 4)
    CodeVAmount(A) or (D)Price

    Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
    (e.g., puts, calls, warrants, options, convertible securities)
    1. Title of Derivative Security
    (Instr. 3)
    2. Conversion or Exercise Price of Derivative Security3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code
    (Instr. 8)
    5. Number of Derivative Securities Acquired (A) or Disposed of (D)
    (Instr. 3, 4, and 5)
    6. Date Exercisable and Expiration Date
    (Month/Day/Year)
    7. Title and Amount of Underlying Securities
    (Instr. 3 and 4)
    8. Price of Derivative Security
    (Instr. 5)
    9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
    (Instr. 4)
    10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
    (Instr. 4)
    11. Nature of Indirect Beneficial Ownership
    (Instr. 4)
    CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
    Stock Option (right to buy) $ 0.23 10/15/2009 A  50,000  10/15/2010(1)10/15/2014 Common Stock 0.001 par value 50,000 $ 0 200,000 D  
    Explanation of Responses:
    1. The stock options set forth on this amendment to the original form filed on 10/19/09 vest in full on October 15, 2010.
    Mark Baric10/21/2009
    ** Signature of Reporting PersonDate
    Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
    * If the form is filed by more than one reporting person, see Instruction 4(b)(v).
    ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
    Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
    Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.




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